The Stubborn Scientist Who Unraveled A Mystery of the Night
Fifty years ago, Eugene Aserinksy discovered rapid eye movement and changed the way we think about sleep and dreaming
- By Chip Brown
- Smithsonian magazine, October 2003, Subscribe
(Page 12 of 13)
Studies of animals have yielded insights into REM, sometimes. In the early 1960s, Michel Jouvet, a giant of sleep research and a neurophysiologist at the University Claude Bernard in Lyon, France, mapped the brain structures that generate REM sleep and produce the attendant muscle paralysis. Jouvet, who coined the term “paradoxical sleep” as a substitute for REM sleep, also discovered that cats with lesions in one part of the brainstem were “disinhibited” and would act out their dreams, as it were, jumping up and arching their backs. (More recently, University of Minnesota researchers have documented a not-dissimilar condition in people; REM sleep behavior disorder, as it’s called, mainly affects men over 50, who kick, punch and otherwise act out aggressive dream scenarios while they sleep. Researchers believe that REM sleep disorder may be a harbinger of Parkinson’s disease in some people.) Paradoxical sleep has been found in almost all mammals tested so far except for some marine mammals, including dolphins. Many bird species appear to have short bursts of paradoxical sleep, but reptiles, at least the few that have been assessed, do not. Jouvet was especially interested in penguins, because they stay awake for long periods during the brooding season. Hoping to learn more about their physiology, he went to great trouble to implant a costly radio-telemetry chip in an emperor penguin in Antarctica. The prize research subject was released into the sea, only to be promptly gobbled up by a killer whale.
In 1975, Harvard’s Allan Hobson and Robert McCarley proposed that many properties of dreams—the vivid imagery, the bizarre events, the difficulty remembering them—could be explained by neurochemical conditions of the brain in REM sleep, including the ebb and flow of the neurotransmitters norepinephrine, serotonin and acetylcholine. Their theory stunned proponents of the idea that dreams were rooted not in neurochemistry but psychology, and it has been a starting point of dream theorizing for the past 25 years.
The once-popular description of REM as “dream sleep” is now considered an oversimplification, and debate rages over questions of what can be properly claimed about the relation of dreaming to the physiology of REM sleep. (In 2000, an entire volume of the journal Behavioral and Brain Sciences was devoted to the debate.) To be sure, you can have REM without dreaming, and you can dream without experiencing REM. But most researchers say that dreaming is probably influenced and may be facilitated by REM. Still, dissenters, some of whom adhere to psychoanalytic theory, say that REM and dreaming have little connection with each other, as suggested by clinical evidence that different brain structures control the two phenomena. In the years to come, new approaches may help clarify these disagreements. In a sort of echo of Aserinsky’s first efforts to probe the sleeping brain with EEG, some researchers have used powerful positron brain-scanning technology to focus on parts of the brain activated during REM.
This past June, more than 4,800 people attended the Associated Professional Sleep Societies’ annual meeting in Chicago. The scientists took time out to mark REM’s golden anniversary. With mock solemnity, Dement echoed the Gettysburg Address in his lecture: “Two score and ten years ago Aserinsky and Kleitman brought forth on this continent a new discipline conceived at night and dedicated to the proposition that sleep is equal to waking.”
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